Medical Research Perspectives
Is there gender bias in research fellowships awarded by the NHMRC?
Jeanette E Ward and Neil Donnelly, on behalf of the Research
Fellowships Committee, NHMRC
MJA 1998; 169: 623-624
Abstract -
Introduction -
Methods -
Results -
Discussion -
Acknowledgements -
References -
Authors' details
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Abstract
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Objective: To assess whether there is gender bias in
the allocation of research fellowships granted by the Research
Fellowships Committee of the National Health and Medical Research
Council. Data sources: Anonymous data from applications for a
research fellowship from 1994 to 1997. Results: More men than women apply for research
fellowships (sex ratio, 2.5:1), but there is no difference in the
proportion of male or female applicants who succeed in their
application. Among new applicants, men tend to apply for a higher
level of fellowship than women. Conclusions: Lack of data about the numbers of eligible
men and women means that we cannot draw conclusions about
self-selection biases among potential applicants. However, the
selection procedures of the Committee appear to be unbiased. The
gender of applicants does not influence the outcome of their
application.
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Introduction
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Australian researchers seeking to advance their careers in health
and medical science can apply for appointment as a National Health and
Medical Research Council [NHMRC] Research Fellow. Applications for
fellowships from researchers outside the research institutes that
receive block-funding from the NHMRC are considered by the Research
Fellowships Committee.1 Four levels of fellowship
are awarded: Research Fellow, Senior Research Fellow, Principal
Research Fellow, and Senior Principal Research Fellow.
Applications by researchers for appointment, reappointment or
promotion are highly competitive. Criteria used to evaluate
applications include the applicant's independence and track record
in research, originality of the research, national and
international recognition, publications and broader contribution
to the applicant's area of research. These criteria are not weighted:
rather, the overall merit of each case is assessed from diverse
sources of evidence such as curriculum vitae, reports from referees
nominated by the applicant, reports from external assessors
nominated by the Research Fellowships Committee, consideration of
the regional grants interviewing committee score (which indicates
the scientific quality of the project or program to which the
fellowship application is tied) and interview.
A Swedish study showed that reviewers' scores of postdoctoral
fellowship applications to the Swedish Medical Research Council
were strongly influenced by the gender of the applicant.2 This prompted
the Research Committee of the NHMRC to ask the Research Fellowships
Committee to conduct its own review.
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Methods
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Anonymous data on all applicants for research fellowships were
manually extracted from the records for the period 1994-1997. We
counted the number of applications from men and women seeking and
receiving appointment, reappointment or promotion to research
fellowships at each level, calculated sex ratios, and tested for
evidence of gender bias by means of 2 tests.
Analyses were not conducted for reappointments as we could not be
confident that these would not include repeated applications from
individuals who had failed in an initial application or an
application for promotion within the same period.
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Results
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During the study period, 301 applications for appointment,
promotion or reappointment were received from men, of which 102 (34%)
were successful. One hundred and twenty applications were received
from women, of which 43 (36%) were successful. This difference was not
significant (2 = 0.14,
df = 1, P = 0.7).
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Applications for initial appointment to the research fellowship
scheme |
We noted that 202 applications for initial appointment to the
research fellowship scheme were received from men, yet only 83 were
received from women (an unequal ratio, specifically 2.4 : 1).
However, the total denominator of eligible applicants by gender
could not be determined.
Over the study period, 81 applications for initial appointment at
Research Fellow level were received from men compared with 45 from
women (ratio 1.8 : 1). Similarly, 121 applications for initial
appointment to a Senior Research Fellowship or higher were received
from men compared with only 38 from women (ratio 3.2 : 1); 30
applications for initial appointment as Principal Research Fellow
or Senior Principal Research Fellow were received from men and only
four from women (ratio 7.5 : 1); a total of five applications for
initial appointment as Senior Principal Research Fellow were
received from men compared with only one from a woman (ratio 5 : 1).
We combined applications for appointment as Research Fellow or
Senior Research Fellow and compared these by sex with those for
Principal Research Fellow or Senior Principal Research Fellow. Of
the 202 applications received from men, 30 (15%) were for Principal
Research Fellowships or Senior Principal Research Fellowships. For
women, only 4 (5%) of 83 applications were for initial appointment as
Principal Research Fellow or Senior Principal Research Fellow.
Having applied for an initial appointment, men were significantly
more likely than women to apply for a senior appointment (2 = 5.6,
df = 1, P = 0.02).
For the study period, 26 applications (13%) from men for initial
appointment (irrespective of level) were successful and 176 (87%)
were not. In contrast, 14 (17%) applications from women for initial
appointment (irrespective of level) were successful compared with
69 (83%) unsuccessful. The difference between men and women is not
significant (2 = 0.8, df = 1,
P = 0.4).
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Applications for promotion from Fellows already appointed |
At different career stages, but typically when they have reached the
top of the scale and submitted an application for research grant
renewal, Fellows are eligible to apply for promotion. Over the study
period, 71 applications for promotion were received from men: 14
(20%) for promotion to Senior Research Fellow and 57 (80%) for
promotion to Principal Research Fellow or Senior Principal Research
Fellow. Over the same period, 24 applications for promotion were
received from women: 9 (38%) for promotion to Senior Research Fellow
and 15 (63%) for Principal Research Fellow or Senior Principal
Research Fellow (2 = 3.1, df = 1,
P = 0.08).
For the study period, 34 (48%) applications from men for promotion
(irrespective of level) were successful and 37 (52%) were not, out of
the total of 71. In contrast, 14 (58%) applications from women for
promotion (irrespective of level) were successful compared with 10
(42%) unsuccessful, out of the total of 24. Again, there was no
significant gender effect (2 = 0.8, df = 1,
P = 0.4).
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Discussion
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We are concerned that more applications for initial appointment are
received from men than women (a ratio of 2.5:1). As we do not know the
size of the pool of eligible men and women, we cannot state whether
eligible women are less likely to apply than men, but in 1997 there were
more women than men enrolled in PhD degrees in health faculties of
Australian universities.3 Were women scientists
concerned that the NHMRC research fellowships scheme is biased
against women, they might be less likely to apply for initial
appointment because they perceived themselves to have a
less-than-equal chance of a fair evaluation. Our data shed no light on
this question, but analysis of data relating to NHMRC PhD
scholarships, postdoctoral awards such as C J Martin Fellowships and
R D Wright Scholarships would generate further testable hypotheses
about gender bias outside the Research Fellowships Committee.
Our study also shows that, among new applicants, men are more likely
than women to apply for fellowships at the higher levels. The data
might also suggest that male research fellows are more likely to seek
promotion to the higher levels than female research fellows.
However, these analyses were not adjusted for age or years of
postdoctoral experience, so our data on potential gender bias in
promotion are very limited. To obtain better data, it would be
necessary to select a cohort of research fellows appointed in one year
and track their progress, testing statistically whether gender is
associated with further applications for promotion or
reappointment.
The Research Fellowships Committee itself has five male and four
female members.1 In keeping with increasing
community and professional interest in the accountability of the
NHMRC,1,4-6 we place our findings in
the public domain to generate discussion. We conclude that the
influence of gender bias, if present at all in the research
fellowships scheme, is indirect and acts before the process of
evaluation of a specific application. Women may be less likely to
apply and, once appointed, perhaps more cautious in their
applications for promotion. However, having applied and specified a
particular level, the gender of applicants does not influence the
outcome of their application.
We acknowledge the limitations of the available data. Access to
applications to calculate publication outputs and acquisition of
competitive grants as indicators of research proficiency (as in the
Scandinavian study)2 would have required the
written consent of the applicants. Further debate and resources to
support such a study are recommended, as is research to examine any
differential success rates in project or program grant applications
to the NHMRC by male and female investigators.
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Acknowledgements
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This commentary was written on behalf of the NHMRC's Research
Fellowships Committee, of which the first author is a member. We thank
Professor John Finlay-Jones (chair); Professor Daine Alcorn;
Professor Peter Brooks, Professor Murray Esler; Professor Simon
Gandevia; Dr Emanuela Handman; Professor Ieva Kotlarski and
Associate Professor David Roder for their interest and constructive
advice regarding analysis and writing. Professor Warwick Anderson
also provided encouraging support. Kerry Warren, formerly
Committee Secretary, NHMRC Career Fellowships, manually extracted
data from the NHMRC database.
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References
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- National Health and Medical Research Council. 1997 Annual Report.
Canberra: NHMRC, 1998. (Commonwealth of Australia Catalogue No.
9804863.)
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Wenneras C, Wold A. Nepotism and sexism in peer review.
Nature 1997; 387: 341-343.
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Department of Employment, Education, Training and Youth Affairs.
Selected Higher Education Student Statistics, 1997.
<http//www.deetya.gov.au/divisions/hed/
highered/statpubs.htm>. Accessed 18 September 1998.
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Anderson W. Funding Australia's health and medical research.
Med J Aust 1997; 167: 608-609.
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Ward J, Slaytor E. Enhancing NHMRC investment in public health
research. Aust N Z J Public Health 1998; 22: 189-190.
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Larkins R, Anderson P. Australian medical research: more
resources and the right balance. Med J Aust 1998; 168:
535-536.
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Authors' details
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Central Sydney Area Health Service Needs Assessment and Health
Outcomes Unit, Sydney, NSW.
Jeanette E Ward, PhD, FAFPHM, Director.
Neil Donnelly, MPH, Statistician.
Reprints will not be available from the authors. Correspondence:
Associate Professor J E Ward, CSAHS Needs Assessment & Health
Outcomes Unit, Locked Bag 8, Newtown, NSW 2042.
Email: jwardATnah.rpa.cs.nsw.gov.au
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